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Customer Disclosures
Uwharrie Investment Advisors, Inc. is pleased to provide the following customer disclosure information. Click on the links below to view/print as needed.
A summary of your advisory relationship with Uwharrie Investment Advisors, Inc.
Uwharrie Investment Advisors Client Relationship Summary (Form CRS)
Retail and insurance services are offered through our partnership with Private Client Services.
Private Client Services Client Relationship Summary (Form CRS)
Information about Uwharrie Investment Advisors, Inc.’s qualifications and business practices.
Form ADV, Part 2A – Firm Brochure
Form ADV Part 2A, Appendix 1 – Wrap Fee Program Brochure
Form ADV, Part 2B – Brochure Supplement
How Uwharrie Capital Corp and affiliates collect, share and protect your personal information.
Uwharrie Capital Corp Consumer Privacy
Sub Advisor Disclosure Documents
Clearstead Advisory Solutions Form ADV, Part 2A
Please see additional Disclosures and Forms for Clearstead Advisory Solutions on their website: https://www.clearstead.com/advisory-solutions-division/
BNY Mellon Advisors Form CRS and Form ADV Disclosures
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Advisory products and services offered by Investment Advisory Representatives through Uwharrie Investment Advisors, a Registered Investment Advisor and subsidiary of Uwharrie Capital Corp and an affiliate of Uwharrie Bank.
Retail brokerage and insurance products offered by Registered Representatives through Private Client Services, LLC. FINRA and SIPC member. Private Client Services and Uwharrie Capital Corp along with its affiliates and/or subsidiaries are separate, distinct, and unaffiliated entities. It is important to note that the securities and insurance offered are: NOT BANK DEPOSITS AND NOT INSURED BY THE FDIC OR ANY FEDERAL GOVERNMENT AGENCY – NOT OBLIGATIONS OF OR GUARANTEED BY ANY FINANCIAL INSTITUTION – SUBJECT TO RISK AND MAY LOSE VALUE. Risk(s) will vary depending on investment made by the client. A Uwharrie Investment Advisor Representative will review these risk(s) with the client prior to investing.
