Sr. Financial Advisor, EVP, CFP, AIF
704-991-1173
Lori Misenheimer has lived in Albemarle and worked with Uwharrie Investment Advisors and Uwharrie Capital Corp since 1986. She has extensive experience in the implementation and management of employee benefit plans and retirement planning for individuals and small business owners within this region. Lori is a graduate of Catawba College where she obtained her Bachelor of Science in Business Administration with a concentration in business management.
Lori holds FINRA Securities Registrations Series 7 and 66 and also has a NC Life, Accident & Health insurance license. She is a registered representative of Private Client Services, LLC. Additionally, she is a member of the Financial Planning Association and is an Accredited Investment Fiduciary (AIF®) certificant. She has successfully completed the CFP® comprehensive examination administered by the Certified Financial Planners Board of Standards, Inc.
Advisory products and services are offered by Investment Advisory Representatives through Uwharrie Investment Advisors, a Registered Investment Advisor and subsidiary of Uwharrie Capital Corp and an affiliate of Uwharrie Bank.
Retail brokerage and insurance products are offered by Registered Representatives through Private Client Services, LLC. FINRA and SIPC member. Private Client Services and Uwharrie Capital Corp along with its affiliates and/or subsidiaries are separate, distinct, and unaffiliated entities. It is important to note that the securities and insurance offered are: NOT BANK DEPOSITS AND NOT INSURED BY THE FDIC OR ANY FEDERAL GOVERNMENT AGENCY – NOT OBLIGATIONS OF OR GUARANTEED BY ANY FINANCIAL INSTITUTION – SUBJECT TO RISK AND MAY LOSE VALUE. Risk(s) will vary depending on investment made by the client. A Uwharrie Investment Advisor Representative will review these risk(s) with the client prior to investing.
Customer Disclosures and Client Relationship Summary (Form CRS)
The professional certifications, credentials, designations, licenses, and/or qualifications listed herein have not been sponsored, recommended, or approved by any state or federal governmental entity, agency (including the Securities and Exchange Commission), or office, nor have they been approved or endorsed by any self-regulatory authority. The Firm does not represent or imply otherwise.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
